Compliance Regulations

There are a large number of regulations regarding email. Below are some examples with links to each specific regulation. The links will open a new browser window.

Data Retention Regulations That Apply to Most US Employers

• Americans with Disabilities Act (ADA)
• Title VII of the Civil Rights Act of 1964
• Occupational Safety and Health Act

US Healthcare and Life Sciences

• HIPAA of 1996
• FDA 21 CFR Part 11

US Government Agencies

• Electronic Signatures Act
• 36 CFR 1220.34 and 36 CFR 1220.38
• 44 USC 3101
• 44 USC 3106
• US Department of Defense Directive 5015.2

US Financial Services

• Gramm-Leach-Bliley Act
• Sarbanes-Oxley Act of 2002
• SEC Rule 17a-3 and SEC Rule 17a-4
• Amendments to SEC Rules 31a-2 and 204-2
• NASD 3010
• NASD 3110
• NTM 98-11 (Amendment to NASD Rules 3010 and 3110)
• NASD 2860 (b) (17)
• NASD 2210 (b) (2)
• NYSE Rule 342

Spam Regulations

• CAN-SPAM Act of 2003

Canadian Financial Services

• Universal Market Integrity Rules for Canadian Marketplaces

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